Sonika Gupta
Senior Associate- FAIS ASM

Professional Bio

Sonika is a Senior Associate in TECHNOLOGY, RISK, INTEGRITY & CONSULTING DIVISION with 3 years and 8 months experience. She has  Detail-oriented professional specializing in control testing for SOC (Service Organization Control) audits and proven expertise in conducting rigorous assessments to verify the effectiveness and reliability of internal controls, ensuring compliance with regulatory requirements and industry standards. She is also having experience in Forensic Accounting & Investigation  Services- ASM Audit and  possess a strong foundation in accounting, auditing, taxation, and finance. She is also in the process of completing the final stages of the CA qualification.

Contact Information

Professional Experience

  • Conducted ASM audit of different public and private companies with loan exposure of Rs. 250 Crores and above.
  • Conducted assignment of SOC Audit of service organization’s controls related to security, availability, processing integrity, confidentiality, and privacy.
  • Conducted assignment relating to concurrent audit and revenue audit of different PSU banks independently.
  • Conducted Tax Audit for different assesses like proprietorship firm, partnership firm and private limited companies.
  • Led team for conducting statutory audit of school.
  • Prepared and filed Income Tax Return for different types of assesses like individual, HUF, Partnership Firm.
  • Managed compliance activities for a portfolio of private limited companies, handling statutory registrations, filings, and updates with the Registrar of Companies.
  • Assisted in preparing financial statements, maintaining books of accounts, and ensuring compliance with accounting standards and relevant regulations to partnership firms and private limited companies.
  • Performed SOX Controls Such as financial Controls, Environmental Controls, IT Controls, Logical access Controls, Physical Access Controls of Various US based Publicly Traded Companies